Inquiry Concerning A Judge, No. 05-437 RE
Supreme Court of Florida
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No. SC06-2119
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INQUIRY CONCERNING A JUDGE, NO. 05-437 RE: CLIFFORD H.
BARNES.
[January 29, 2009]
PER CURIAM.
In this case we review the determination by the Florida Judicial Qualifications Commission (JQC) that St. Lucie County Court Judge Clifford Barnes violated the Code of Judicial Conduct and its recommendation that he be publicly reprimanded and charged the costs of the proceedings. We have jurisdiction. See art. V, § 12, Fla. Const. For the reasons discussed below, we approve the JQC's determination and recommendation.
I. FACTS AND PROCEEDINGS TO DATE
The charges against Judge Barnes relate to the filing of a petition for writ of mandamus by him in the Fourth District Court of Appeal, wherein Judge Barnes petitioned that the public defender, the state attorney, the county sheriff, and various circuit and county judges be compelled to "comply with the constitutional,
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statutory, and procedural rules which the Legislature and Florida Supreme Court long ago put in place to provide for a meaningful first appearance hearing for all citizens accused of a crime who cannot immediately make bond."
Evidence before the commission established that before Judge Barnes was elected to the county court, he served as a county commissioner for St. Lucie County for twelve years. During that time a debate ensued over St. Lucie County jails being overcrowded, and Judge Barnes took the position that the issue was best resolved by reducing the jail population. He took this position after the Institute for Law and Policy Planning, headed by Dr. Alan Kalmanoff, conducted a study of St. Lucie County's criminal justice system, which concluded, in part, that the lack of a meaningful pretrial release program in St. Lucie County significantly contributed to jail overcrowding. Judge Barnes subsequently sought election as a county court judge, and during his campaign was quoted in the Fort Pierce Tribune on October 29, 2004, as saying, "My opponent seems to think there is not much a judge can do about [jail overcrowding], but I think there is a lot a judge can do."
Judge Barnes won the election and began serving as county court judge in January
2005.
Subsequently, as a county court judge presiding over first appearances in criminal cases, Judge Barnes' rulings generated some disagreements between him and some of the other judges. For example, one judge sent letters to the chief
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judge asking that Judge Barnes be transferred to the civil division, asserting that Judge Barnes was inappropriately setting or reducing bond for criminal defendants in order to reduce jail overcrowding. When Judge Barnes released a registered ***ual predator, accused of violating probation, on his own recognizance, the chief judge removed Judge Barnes from presiding over first appearances. Nevertheless, Judge Barnes continued to preside over arraignments, where bail bonds were an issue. Later, Judge Barnes wrote an article as a guest columnist stating that St.
Lucie County jails are overcrowded because of problems with the local criminal justice system and its pretrial release policies.
Finally, in July 2006, Judge Barnes filed a formal petition for writ of mandamus in the Fourth District Court of Appeal naming himself as petitioner and naming the public defender, state attorney and sheriff as respondents. The body of the petition also cited as respondents the chief judge and numerous circuit and county court judges. The petition sought to compel these respondents to comply with Judge Barnes' view of Florida law on pretrial release. Judge Barnes also alleged that the relief he requested would normally be sought by the public defender, but that the St. Lucie County public defender was married to a county court judge. Judge Barnes asked that this judge be ordered to recuse himself from presiding over first appearances because of his marital relationship with the public defender. Judge Barnes alleged that he had advised the chief judge of certain
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deficiencies in first appearance procedures. Regarding the merits, Judge Barnes argued that the respondent judges were in violation of the United States Constitution, Florida Constitution, Rule 3.130, 3.131, and Section 901.07, 903.046, and 907.041 in that they: a) do not pause after appointing the Public Defender to allow the client and his/her new client to confer b) make no attempt to elicit from the accused or Public Defender any personal information that would mitigate towards a favorable form of pretrial release c) do not specifically address, on the record, the factors listed under Florida law for consideration, d) often deny bond without the presence of a Motion for Pretrial Detention filed by the State, e) give deference to monetary bonds set by the booking officer according to the standard bond schedule, f) set their own bonds according to the monetary standard bond schedule, g) refuse to change bonds other judges have set on warrant cases, h) refuse to change bonds set on arrests made on out of county warrants and i) in general, fail to grant defendants the presumption of pretrial release on non-monetary grounds.
Furthermore, he alleged that the Code of Judicial Conduct required him to "strive to enhance and maintain confidence in our legal system," "participate in establishing, maintaining, and enforcing high standards of conduct," and "be faithful to the law . . . and not be swayed by partisan interests, public clamor, or fear of criticism," and that it was in this spirit that this petition was filed. In April 2008, almost two years after the petition was filed, Judge Barnes voluntarily dismissed the petition without a ruling from the Fourth District. Judge Barnes was then quoted in the Palm Beach Post as saying, "I'm declaring victory."
During the course of these events, formal charges were filed with the JQC against Judge Barnes, which were amended in March 2007, alleging seven counts
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of misconduct.1 In a response, Judge Barnes denied any violations of the Code, but admitted the basic facts underlying the charges as set out above. After a two- day hearing, a hearing panel of the JQC concluded that Judge Barnes was guilty on
1. We only quote the counts for which Judge Barnes was found guilty:
2. You have violated Canons 1, 2 and 3 by filing as a judge a Petition for Writ of Mandamus in the Fourth District Court of Appeal that creates the appearance of impropriety concerning your ability to act in an impartial manner as a judge in criminal proceedings.
3. In violation of Canon 5, you filed a Petition for Writ of Mandamus in the Fourth District Court of Appeal advocating a position that benefits third parties and thereby violating that canon's prohibition against a sitting judge practicing law. . . . .
5. You have violated Canons 1 and 2 by taking actions that called the judiciary into disrepute. These actions include unfounded public attacks against the judiciary and sitting judges and other public officials, demeaning your office by a series of actions including: contempt for the judicial education process; failure to wear appropriate attire during court proceedings; engaging in inappropriate colloquies on the bench with defendants; and by refusal to attend judicial meetings with other judges in your circuit.
6. In violation of Canons 1 and 2 you have demeaned the integrity and independence of the judiciary by failing to follow proper channels concerning grievances regarding other judges' alleged misconduct. In this regard, you have chosen to air your grievances in the media rather than by taking available steps to bring your complaints to the appropriate authorities, including but not limited to, the Judicial Qualifications Commission and/or the Florida Bar or by steps within the system to enlist the support of other judges to appropriately modify judicial conduct or attitudes.
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counts 2, 3, 5 (in part),2 and 6. In its findings the JQC hearing panel concluded "The Petition for Mandamus was the primary matter at issue," and "[t]he primary question is whether the Petition should have been filed at all." As discipline, the hearing panel recommended that Judge Barnes be publicly reprimanded by this Court. Upon review, Judge Barnes disputes the hearing panel's conclusion that his actions violated the Code of Judicial Conduct.
A. JQC Hearing Panel's Findings and Conclusions
In In re Graziano, 696 So. 2d 744, 753 (Fla. 1997), this Court described its review of the JQC hearing panel's findings of fact:
Before reporting findings of fact to this Court, the JQC must conclude that they are established by clear and convincing evidence. In re McAllister, 646 So. 2d 173, 177 (Fla. 1994). This Court must then review the findings and determine whether they meet this quantum of proof, a standard which requires more proof than a "preponderance of the evidence" but the less than "beyond and to the exclusion of a reasonable doubt." In re Davey, 645 So. 2d 398, 404 (Fla. 1994). If the findings meet this intermediate standard, then they are of persuasive force and are given great weight by this Court. See In re LaMotte, 341 So. 2d 513, 516 (Fla. 1977). This is so because the JQC is in a position to evaluate the testimony and evidence first-hand. See In re Crowell, 379 So. 2d 107 (Fla. 1979). However, the ultimate power and responsibility in making a determination rests with this Court.
In re Graziano, 696 So. 2d at 753.
1. Count 2--Impartiality
2. The JQC hearing panel found that Judge Barnes was guilty of this count "in a qualified sense," focusing only on the allegation that Judge Barnes mounted public attacks against the local judiciary.
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As to count 2, the JQC hearing panel found that the filing of the petition for writ of mandamus created a question as to Judge Barnes' ability to act in an impartial manner in criminal cases before him, because the filing appeared to advocate for the rights of defendants. The hearing panel concluded that filing the petition constituted a violation of Canons 1, 2, and 3 of the Code of Judicial Conduct, which generally provide that judges shall act in a manner that promotes the impartiality of the judiciary.3 Judge Barnes challenges these findings and conclusions and argues that the petition did not advocate for defendants only, but rather advocated for adherence to the laws and rules of pretrial release that exist for all citizens, defendants, victims, and law enforcement. The JQC counters that Judge Barnes' petition itself asserted that "[r]elief of the type requested here would
3. Canon 1 provides, in pertinent part, that judges "should participate in establishing, maintaining, and enforcing high standards of conduct, and shall personally observe those standards so that the integrity and independence of the judiciary may be preserved." Canon 2(A) provides that "[a] judge shall respect and comply with the law and shall act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary," and Canon 2(B) provides, in pertinent part, that "[a] judge shall not allow family, social, political or other relationships to influence the judge's judicial conduct or judgment." Canon 3(A) provides that "[t]he judicial duties of a judge take precedence over all the judge's other activities. The judge's judicial duties include all the duties of the judge's office prescribed by law. In the performance of these duties, the specific standards set forth in the following sections apply," and Canon 3(B) provides, in part, "[a] judge shall hear and decide matters assigned to the judge . . .," and "[a] judge shall be faithful to the law and maintain professional competence in it. A judge shall not be swayed by partisan interests, public clamor, or fear of criticism."
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normally be filed by the circuit's Public Defender," which indicates that Judge Barnes was assuming the role of advocate for the defense.
"This Court has emphasized that the object of disciplinary proceedings is not for the purpose of inflicting punishment, but rather to gauge a judge's fitness to serve as an impartial judicial officer." In re McMillan, 797 So. 2d 560, 571 (Fla. 2001) (citing In re Kelly, 238 So. 2d 565, 569 (Fla. 1970)). "In making that determination, the Court has often pointed out that judges should be held to higher ethical standards than lawyers by virtue of their position in the judiciary and the impact of their conduct on public confidence in an impartial justice system." Id. (citing In re Boyd, 308 So. 2d 13, 21 (Fla. 1975)). "Accordingly, no other principle is more essential to the fair administration of justice than the impartiality of the presiding judge." Id.; see, e.g., In re Gridley, 417 So. 2d 950, 953 (Fla. 1982) (holding that judge failed to promote public confidence in the integrity and impartiality of the judiciary when he injected himself and his office into a case by advocating for a defendant).
Upon review, we note the opening sentence in Judge Barnes' petition asserts that the writ of mandamus should be issued to compel respondents "to provide for a meaningful First Appearance Hearing for all citizens accused of a crime who cannot immediately make bond." As noted, the petition states that ordinarily the public defender would file a petition of this nature. We agree with the JQC that
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this advocacy raises questions as to Judge Barnes' impartiality because he has injected himself and his office into a controversy on behalf of defendants who were likely to appear before him at arraignment.
Although we accept the JQC hearing panel's findings that Judge Barnes had good motives in seeking to reform the local pretrial release system, neither the alleged misconduct of others nor the good motives of a judge excuse departure from the guidelines established in the Code of Judicial Conduct. In re Shea, 759 So. 2d 631, 638-39 (Fla. 2000) (approving disciplinary recommendation of circuit judge who abused his judicial power but attempted to justify his conduct as an attempt to improve the administration of justice in the Upper Keys and to improve access to mental health resources in the community); In re Graham, 620 So. 2d 1273, 1274-75 (Fla. 1993) (approving disciplinary recommendation of county judge who abused his judicial power but attempted to justify his conduct as an effort to rid the county of what he perceived as political favoritism and corruption).
Accordingly, we hold that the JQC hearing panel's findings and conclusions on count 2 are supported by clear and convincing evidence.
2. Count 3--Practice of Law
As to count 3, the JQC hearing panel found that filing the petition constituted the practice of law in violation of Canon 5 of the Code of Judicial
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Conduct.4 Canon 5(G) prohibits the practice of law, except when acting pro se.5
The commentary to Canon 5(G) further explains that "[t]his prohibition refers to the practice of law in a representative capacity and not in a pro se capacity. A judge may act for himself or herself in all legal matters, including matters involving litigation and matters involving appearances before or other dealings with legislative and other governmental bodies."
Judge Barnes concedes that filing the petition constitutes the practice of law, but contends that he was acting pro se, which is permissible under Canon 5(G).
The JQC counters by pointing out his assertion that this petition would ordinarily be filed by the public defender. Furthermore, the JQC argues, the style of the petition, the signature, and the certificate of service all assert Judge Barnes' status as St. Lucie County Judge. As the JQC correctly points out, Judge Barnes signed the petition and the certificate of service in his capacity as St. Lucie County Judge.
It was only when Judge Barnes filed the voluntary dismissal that he signed as "Cliff Barnes, Pro Se Petitioner."
4. Canon 5(G) provides that "[a] judge shall not practice law.
Notwithstanding this prohibition, a judge may act pro se and may, without compensation, give legal advice to and draft or review documents for a member of the judge's family."
5. The Florida Constitution also prohibits the practice of law by judges: "All justices and judges shall devote full time to their judicial duties. They shall not engage in the practice of law . . . ." Art. V, § 13, Fla. Const.
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A review of Judge Barnes' argument for standing in his petition reveals only that he was concerned as a judicial member of the justice system that first appearances were being conducted inappropriately and that he felt required by the Code of Judicial Conduct to take on this issue. We conclude that there is a lack of clear and convincing evidence to indicate that Judge Barnes was practicing law.
Accordingly, we hold that there is a failure of clear and convincing evidence to support the JQC hearing panel's findings and conclusions that Judge Barnes engaged in the unauthorized practice of law on behalf of indigent criminal defendants in violation of Canon 5 when he filed the petition.
3. Count 5--Public Attacks
As to count 5, the JQC hearing panel found that Judge Barnes mounted public attacks against his fellow sitting judges when he filed the petition for writ of mandamus. Furthermore, the JQC hearing panel found that Judge Barnes was acting outside his proper judicial function in the manner and scope of his criticism of these other sitting judges. Accordingly, the JQC hearing panel concluded that Judge Barnes violated Canons 1 and 2 of the Code of Judicial Conduct by mounting the public attacks against his fellow sitting judges.
Judge Barnes challenges the JQC hearing panel's findings and conclusions and argues that he merely sought a definitive ruling on pretrial release practices and first appearances from the Fourth District. The JQC counters that Judge
